Dataset: SEC Investment Advisers & FINRA Barred Brokers

NEW Critical data for investigations of broker-dealers & investment advisers is buried in 83-page SEC forms & FINRA’s website & has required time-intensive manual searching–until now!

Enhance risk management & accelerate KYC & investigations

Adding to our authoritative dataset on 820M people & companies across 190 countries, we now have data on investment advisers from SEC Form ADV & individuals barred by FINRA and we are unlocking its value using graph technology to create pre-built relationship maps.
  • 43K+ NEW RECORDS
  • 66K+ NEW COMPANIES & INDIVIDUALS
  • 68K+ NEW RELATIONSHIPS

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